1. What the iso 42001 pack controls
The ISO/IEC 42001 pack maps AIMS clauses to controls that run on every gateway-crossing request. Three clauses map to live enforcement; two are organizational and are disclosed as gaps rather than claimed.| AIMS clause | Plane | Control |
|---|---|---|
| A.6 AI system lifecycle | guardrail | block jailbreak attempts against the AI system |
| A.8 Information for interested parties | guardrail | flag definitive legal/financial advice in output |
| A.9 Use of AI systems | guardrail | record every guardrail decision as evidence |
Clause 5 Leadership & AI policy and A.5 AI system impact assessment are
people-and-process clauses. A gateway cannot enforce them, so the pack
surfaces them as disclosed gaps (or owner-attested rows) on both the
console and the report — never as automated coverage. Disclosing what a
proxy cannot do is what makes the rest of the evidence trustworthy. See
the control matrix.
2. Install the iso 42001 pack — one concrete example
Installing materializes the mapping into guardrail policy in your workspace, each control tagged with the pack’s provenance. You do this from the console, not a relay key: Compliance → Catalog → ISO/IEC 42001 → Install That is a workspace-Admin action on a paid plan, and the server enforces both. Under the hood your console session calls:A.6 — AI safety guard
A.6 — AI safety guard
A regex
guardrail rule on the request that blocks common jailbreak
and role-play attempts (“do anything now”, “developer mode”, “ignore
previous instructions”) before they reach the model — the evidence that
your AI system lifecycle has a safety control on the input side.A.8 — Information for interested parties
A.8 — Information for interested parties
A regex
guardrail rule that flags output giving definitive
legal/financial advice (“you are entitled to damages”, “guaranteed
return”). It annotates rather than blocks, so flagged calls go to team
review — the transparency-to-users control for your interested parties.A.9 — Use & monitoring
A.9 — Use & monitoring
A
flag-only pii rule that records every guardrail decision as
management-system evidence without blocking or modifying traffic — the
monitoring trail an assessor reads for “use of AI systems”.3. Observe first, then go live
An ISO 42001 install does not start blocking traffic on day one. Installs land in observe mode: enforcing guardrail actions are coerced toflag, so
you collect “would-have-blocked” evidence against real traffic before
anything enforces. The A.8 and A.9 controls already flag-only, so their
behavior is unchanged; the A.6 safety guard is the one that holds its block
verdict until go-live.
When the evidence looks right, a workspace Admin promotes the pack to
go-live, which restores the declared actions — the A.6 jailbreak guard starts
blocking — and optionally promotes the materialized policy to workspace
default. This is the same discipline described in
Observe vs enforce.
4. Signed evidence for your AIMS
The point of the pack is the report. ISO 42001 evidence is generated as an Ed25519-signed report with a SHA256 content hash, exportable as CSV, JSON, or PDF, and publicly verifiable — your assessor checks the signature without an OrcaRouter login.Per-clause coverage with real counts
Per-clause coverage with real counts
Each AIMS row carries its status —
covered, observe, gap, or
attested — and how many times the control actually fired over the
period. An A.6 safety guard that blocked real jailbreak attempts reads
differently to an assessor than one with zero matches, and the report
shows both.Provenance lineage
Provenance lineage
Every materialized control records its
control_id (e.g.
iso42001.safety), the verbatim clause (ISO/IEC 42001 A.6 AI system lifecycle), the plane, and the id of the live policy object enforcing it
— so the assessor walks clause → control → enforcing policy → matches,
with no inferred step.Public verification
Public verification
Fetch the signing public key at
GET /api/public/compliance/pubkey,
submit the report to POST /api/public/compliance/verify, or open a
scoped assessor share link at GET /api/public/compliance/share/:token.
No account required.5. Region-stamp your ISO 42001 evidence
ISO 42001 reports are stored and served under your declared residency region —us / eu / uk / ap / cn / global — and a report is only served
under a matching region; cross-region reads are withheld. A workspace Admin
sets it via PUT /api/compliance/residency.
Residency here is the evidence artifact region — where signed reports
live and are served. It is not inference-data geo-pinning. See
Data residency and
Cross-region for the boundary.
6. Where to go next
Pack contents
The full anatomy of a pack — planes, statuses, and provenance.
Install a pack
The end-to-end install flow, observe mode, and go-live.
NIST AI RMF
The other AI-governance framework — GOVERN, MAP, MEASURE, MANAGE.
EU AI Act
The regulatory AI framework and its risk tiers.
Frameworks
The full catalog — SOC 2, HIPAA, GDPR, ISO 27001, and more.
Guardrails
The content-layer reference the ISO 42001 controls write to.
